Soft dollar

Results: 196



#Item
101Money / Business / Soft dollar / Dollar coin / Short / Finance / Financial markets / Financial economics

Missouri State Employees Retirement System on S7-09-05

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Source URL: www.sec.gov

Language: English - Date: 2005-11-29 16:18:31
102Soft dollar / Money / Short / Service-oriented architecture / Commission sharing agreement / Finance / Business / Financial economics

Comment Letter on File No. S7-09-05

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Source URL: www.sec.gov

Language: English - Date: 2006-03-30 14:46:13
103Financial services / Collective investment schemes / Financial ratios / Institutional investors / Expense ratio / Investment Company Act / Soft dollar / Market timing / Mutual fund / Financial economics / Investment / Finance

Rodney L. White Center for Financial Research The Wharton School University of Pennsylvania 3254 Steinberg Hall-Dietrich Hall 3620 Locust Walk

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Source URL: www.sec.gov

Language: English - Date: 2004-03-16 09:37:55
104Business / Soft dollar / Financial adviser / Investment Advisers Act / Registered Investment Advisor / Securities and Exchange Commission / Christopher Cox / Hedge fund / Safe harbor / Finance / Financial economics / Investment

Alliance in Support of Independent Research on S7-09-05

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Source URL: www.sec.gov

Language: English - Date: 2005-11-25 14:09:53
105Money / Soft dollar / Brokerage firm / Short / Financial adviser / Investment Technology Group / Prime brokerage / Finance / Business / Financial economics

November 25, 2005 VIA EMAIL ([removed]) Jonathan G. Katz, Secretary U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C[removed]

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Source URL: www.sec.gov

Language: English - Date: 2005-11-29 16:16:18
106Financial services / Funds / Financial markets / Soft dollar / Exchange-traded fund / Index fund / Active management / Mutual fund / Market timing / Financial economics / Investment / Finance

Minder Cheng Managing Director Global Head of Equity & ~ u r r & i Trading[removed]Fremont Street, San Francisco, CA 94105

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Source URL: www.sec.gov

Language: English - Date: 2004-03-16 14:18:55
107Business / Money / Soft dollar / Financial adviser / Financial services / Thomson Reuters / Finance / Investment / Financial economics

REUTERS :iB Phillip K Lynch Chief Executive Officer

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Source URL: www.sec.gov

Language: English - Date: 2006-02-08 16:13:26
108Financial adviser / Money / U.S. Securities and Exchange Commission / Financial economics / Christopher Cox / Finance / Business / Soft dollar

Bank of Mew York on S7-09-05

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Source URL: www.sec.gov

Language: English - Date: 2005-11-29 16:23:07
109Financial services / United States securities law / 76th United States Congress / Soft dollar / U.S. Securities and Exchange Commission / Investment Advisers Act / Financial adviser / Merrill Lynch / Securities Exchange Act / Financial economics / Investment / Finance

OCC[removed]Attachment[removed]FR 41978

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Source URL: www.occ.treas.gov

Language: English - Date: 2014-08-31 08:44:59
110Equity / Fiduciary / Soft dollar / Employee Retirement Income Security Act / Broker / Investment Policy Statement / Registered Investment Advisor / Law / Finance / Common law

OCC[removed]Attachment c) (third)

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Source URL: www.occ.treas.gov

Language: English - Date: 2014-08-31 08:45:08
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